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NES Capital Management LLC
New York, NY
Tel: (212) 561-5989
Fax: (603) 697-1290
nes@nes-capital.com
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Please confirm that you are an Accredited Investor by checking the appropriate statement(s) below:
INDIVIDUALS
The Registrant is a natural person whose own net worth, or joint net worth with the Registrant's spouse currently exceeds $1 million.
The Registrant is a natural person who has had income in excess of $200,000 in each of the two most recent years or joint income with the Registrant's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same in the current year.
ENTITIES
The Registrant is a bank as defined in Section 3(a)(2) of the 1933 Act, or any savings and loan association or other institution as defined in Section 3(a)(5)(A) of the 1933 Act whether acting in its individual or fiduciary capacity.
The Registrant is a broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.
The Registrant is an insurance company as defined in Section 2(13) of the 1933 Act.
An investment company registered under the ICA.
The Registrant is a business development company as defined in Section 2(a)(48) of the ICA.
The Registrant is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) of the Small Business Investment Act of 1958.
The Registrant is a private business development company as defined in Section 202(a)(22) of the Advisers Act.
The Registrant is an employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974 ('ERISA'), (a) whose investment decisions are made by a plan fiduciary, as defined in Section 3(21) of ERISA, which is either a bank, insurance company or registered investment advisor; or (b) having total assets in excess of $5,000,000; or (c) if self-directed, the investment decisions are made solely by persons that are Accredited Investors.
The Registrant is an organization described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended, corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the Interest, with total assets in excess of $5 million.
The Registrant is a trust, with total assets in excess of $5 million not formed for the specific purpose of acquiring an Interest, whose purchase is directed by a sophisticated investor as described in Rule 506(b)(2)(ii) promulgated by the SEC under the 1933 Act.
The Registrant is an entity in which all of the equity owners are Accredited Investors.
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